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Associate Financial Advisor / Financial Planner

Company: confidential, RIA
Location: Houston
Posted on: May 16, 2022

Job Description:

Associate Financial Advisor / Financial Planner.Houston, TX. Requires: 2-3 years experience in RIA, family office, financial planning, CFP or CFP candidate, Series 65. Our client is a boutique independent RIA in search of an Associate Financial Advisor/Financial Planner. The right candidate will serve as a primary collaborator with the lead advisor and owner and support client relationships with financial plan creation and updates. There is long-term growth potential and equity shareholder potential in this role. The ideal candidate desires to be a part of a growing team with direct impact on the business growth.
Responsibilities of the Associate Financial Advisor/Planner: - Build and maintain client relationships in partnership with lead advisor and owner. - Attend meetings held by lead advisor and owner with clients and prospects. - Prepare client financial plans and documents, ensuring compliance and objectives are met. - Work with clients to ensure action items are thoroughly executed. - Gather client data including financial constraints and goals. - Run ad hoc reports using Orion, Holistiplan, and Morningstar Advisor Workstation. - Ensure an exceptional client experience. - Help with strategic projects.
Qualifications of the Associate Financial Advisor/Planner:

  • BA/BS degree required; advanced degree preferred.
  • CFP or CFP candidate and Series 65 preferred.
  • Enrolled Agent a plus.
  • 2-3+ years of experience with an investment consulting/management firm, family office, or RIA.
  • Strong financial planning experience that includes experience presenting plans to clients.
  • Experience with CRM, financial planning software, and Excel.
  • Organized and detail-oriented while managing and prioritizing multiple tasks simultaneously.
  • Able to work under pressure and meet deadlines in a fast-paced, demanding environment.
  • Strong written and oral communication skills.
  • Vaccination required. Compensation & Benefits: Competitive compensation, bonus, and benefits package.
    Keywords: financial planning, financial advisor, RIA, family office, wealth management, CFP, Series 65

Keywords: confidential, RIA, Houston , Associate Financial Advisor / Financial Planner, Accounting, Auditing , Houston, Texas

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