HoustonRecruiter Since 2001
the smart solution for Houston jobs

Associate Financial Advisor / Financial Planner

Company: confidential, RIA
Location: Houston
Posted on: May 16, 2022

Job Description:

Associate Financial Advisor / Financial Planner.Houston, TX. Requires: 2-3 years experience in RIA, family office, financial planning, CFP or CFP candidate, Series 65. Our client is a boutique independent RIA in search of an Associate Financial Advisor/Financial Planner. The right candidate will serve as a primary collaborator with the lead advisor and owner and support client relationships with financial plan creation and updates. There is long-term growth potential and equity shareholder potential in this role. The ideal candidate desires to be a part of a growing team with direct impact on the business growth.
Responsibilities of the Associate Financial Advisor/Planner: - Build and maintain client relationships in partnership with lead advisor and owner. - Attend meetings held by lead advisor and owner with clients and prospects. - Prepare client financial plans and documents, ensuring compliance and objectives are met. - Work with clients to ensure action items are thoroughly executed. - Gather client data including financial constraints and goals. - Run ad hoc reports using Orion, Holistiplan, and Morningstar Advisor Workstation. - Ensure an exceptional client experience. - Help with strategic projects.
Qualifications of the Associate Financial Advisor/Planner:

  • BA/BS degree required; advanced degree preferred.
  • CFP or CFP candidate and Series 65 preferred.
  • Enrolled Agent a plus.
  • 2-3+ years of experience with an investment consulting/management firm, family office, or RIA.
  • Strong financial planning experience that includes experience presenting plans to clients.
  • Experience with CRM, financial planning software, and Excel.
  • Organized and detail-oriented while managing and prioritizing multiple tasks simultaneously.
  • Able to work under pressure and meet deadlines in a fast-paced, demanding environment.
  • Strong written and oral communication skills.
  • Vaccination required. Compensation & Benefits: Competitive compensation, bonus, and benefits package.
    Keywords: financial planning, financial advisor, RIA, family office, wealth management, CFP, Series 65

Keywords: confidential, RIA, Houston , Associate Financial Advisor / Financial Planner, Accounting, Auditing , Houston, Texas

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Log In or Create An Account

Get the latest Texas jobs by following @recnetTX on Twitter!

Houston RSS job feeds