HoustonRecruiter Since 2001
the smart solution for Houston jobs

Senior Registered Client Associate - The Woodlands, TX

Company: Wells Fargo Bank
Location: Montgomery
Posted on: February 16, 2020

Job Description:

Job Description

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message.? In order to receive text message invitations, your profile must include a mobile phone number designated as ?Personal Cell? or ?Cellular? in the contact information of your application.

At Wells Fargo, we want to satisfy our customers? financial needs and help them succeed financially. We?re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you?ll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, and both individual and institutional retirement.

The Senior Registered Client Associate provides sales practice as well as overall administrative and operational client service support to assist the business activities of the Financial Advisor(s). Interfaces directly with clients may solicit orders from clients, provide investment advice to clients, and cold call potential clients for brokerage accounts, under the direction of the Financial Advisor and as securities licensing and registrations permit. Provides assistance to the Financial Advisor by furnishing account information and quotes, establishing new accounts, and processing deliveries and/or payments. Performs various administrative functions for the Financial Advisor(s) and/or Branch Manager including, but not limited to, preparing forms and reports from rough drafts, as well as preparing and/or originating correspondence for the Financial Advisor, which may include marketing campaigns. May originate their own administrative or operational related correspondence on accounts with the approval of the Financial Advisor. Handles telephone calls, requests for research reports and researches account problems. Establishes and maintains files to meet regulatory requirements, creating and producing reports and databases, establishes and maintains filing and record keeping necessary to support sales efforts. Provides knowledge and systems support to branch personnel and training for entry-level assistants.

Required Qualifications

--- 5+ years of financial services experience
--- Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify for immediate registration (or FINRA recognized equivalents)

Desired Qualifications

--- Strong client service skills
--- Strong attention to detail and accuracy skills
--- Effective organizational, multi tasking, and prioritizing skills
--- Good verbal, written, and interpersonal communication skills
--- Brokerage industry experience
--- Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
--- Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
--- Experience interacting directly with customers
--- Ability to provide administrative support, including responding to prospect/customer inquiries and requests for information

Job Expectations

--- Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.
--- For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required

Street Address

TX-The Woodlands: 1330 Lake Robbins Dr - The Woodlands, TX

Disclaimer

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Houston , Senior Registered Client Associate - The Woodlands, TX, Other , Montgomery, Texas

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


CNC Machinist
Description: About Us: Ohmstede Ltd. An EMCOR Company, is the largest manufacturer of shell and tube heat exchangers in the United States. We offer our clients fully integrated turnaround, specialty maintenance, and (more...)
Company: Bahnson Environmental Specialties
Location: Beaumont
Posted on: 02/23/2020

Hairstylist
Description: Job DescriptionSport Clips is the nation's leading Men's and Boys' hair care franchise, and we like to have FUN Our salons are fully-equipped for the sports enthusiast by surrounding our Clients with (more...)
Company: SportClips
Location: College Station
Posted on: 02/23/2020

Hairstylist
Description: Job DescriptionSport Clips is the nation's leading Men's and Boys' hair care franchise, and we like to have FUN Our salons are fully-equipped for the sports enthusiast by surrounding our Clients with (more...)
Company: SportClips
Location: Sugar Land
Posted on: 02/23/2020


Find plumbing jobs on Thumbtack. Sign up & start getting leads.
Description: Thumbtack has been trusted by plumbers across the country to help grow their business. Customers come to Thumbtack to get all kinds of jobs done, including plumbing pipe repair, plumbing drain repair, (more...)
Company: Thumbtack
Location: Sugar Land
Posted on: 02/23/2020

Part Time Shuttle Bus Driver
Description: Green Way Shuttles is a professional student transportation company. We
Company: Green Way Shuttles
Location: College Station
Posted on: 02/23/2020

Clerk
Description: Reports to Human Resources/Secretary. Responsible for clerical tasks, systems and procedures related to DWI programs in compliance with Management Training Corporation MTC and Texas Department of (more...)
Company: Management & Training Corporation
Location: Bryan
Posted on: 02/23/2020

Hairstylist
Description: Job DescriptionSport Clips is the nation's leading Men's and Boys' hair care franchise, and we like to have FUN Our salons are fully-equipped for the sports enthusiast by surrounding our Clients with (more...)
Company: SportClips
Location: Bryan
Posted on: 02/23/2020

Hairstylist
Description: Job DescriptionSport Clips is the nation's leading Men's and Boys' hair care franchise, and we like to have FUN Our salons are fully-equipped for the sports enthusiast by surrounding our Clients with (more...)
Company: SportClips
Location: Port Arthur
Posted on: 02/23/2020

Specialty Supervisor II - Bryan TX - Processing
Description: Primary Function Manages the employees and physical assets related to bagging, cutting, packaging and weighing of specialty products. Controls packing cost, product yield and product
Company: Sanderson Farms
Location: Bryan
Posted on: 02/23/2020

Cellphone Repair Technician
Description: Description: Sprint In-store Cellphone Repair Technician Asurion is a global leader in technology protection and support solutions. From lost, stolen, and damaged wireless handsets to malfunctioning (more...)
Company: Asurion
Location: Sugar Land
Posted on: 02/23/2020

Log In or Create An Account

Get the latest Texas jobs by following @recnetTX on Twitter!

Houston RSS job feeds